Legal notices.

1.

iM GLOBAL US DISTRIBUTORS (LLC) – Broker Dealer Regulated by the FINRA. Member FINRA/SIPC.
FINRA registration dated 10/09/2019 N° 299892 (CRD#) / SEC#: 8-70266
Registered office: 300 BARR HARBOR DRIVE SUITE 720 CONSHOHOCKEN PA 19428

iM GLOBAL PARTNER US (LLC) – Investment Adviser Firm Regulated by the SEC
SEC registration dated 6/27/2018 N° 0001751470 (CIK#) / SEC#: 801-113506
Registered office: 300 BARR HARBOR DRIVE SUITE 720 CONSHOHOCKEN PA 19428

iM GLOBAL PARTNER (SAS) Asset Management Company
French Simplified Joint-Stock Company (SAS)
Share capital: EUR 14,616,022
AMF agreement dated 03/02/2012 N° GP-12000006
Registered office: 18 rue de l’Arcade – 75008 Paris
539 292 482 RCS Paris

iM GLOBAL PARTNER shall not be liable for any error, omission, inaccuracy or misinformation contained on this site. The information and data presented are for information only and do not constitute an offer or an invitation to buy, sell or subscribe for units of UCITS and are intended solely for professional investors. The contents of this site have no contractual value and may be modified or updated at any time and without notice.

2.

Disclaimer

This summary does not constitute a solicitation, offer or recommendation to buy or sell any security, future or other financial instrument or product. It does not either constitute a binding commercial offer.

Diversification does not assure a profit, nor does it protect against a loss in a declining market.

Fund holdings are subject to change and should not be considered a recommendation to buy or sell any security. Daily portfolio holdings for past NAV dates are available upon request. Please submit inquiries to the US office address mentionned on the contact page.

A portion of the iM DBi Managed Futures Strategy ETF’s assets are invested in a wholly-owned subsidiary of the ETF organized under the laws of the Cayman Island.

Before you invest in the Fund, please refer to the prospectus for important information about the investment company, including investment objectives, risks, changes and expenses. You may obtain a copy of the prospectus on this website or by reaching US office through the contact page of this website. The prospectus should be considered carefully before you invest or send money.

The content of this web site is intended for information purposes only. No portion of the content should be considered a solicitation to buy or an offer to sell shares of the fund in any jurisdiction where the solicitation or offer would be deemed unlawful under the securities laws of such jurisdiction.

iM Dolan McEniry Corporate Bond Fund Risks: Mutual Fund Investing involves risk. Principal loss is possible. Investments in debt securities typically decrease in value when interest rates rise. This risk is usually greater for longer-term debt securities. Investments by the Fund in lower-rated securities presents a greater risk of loss of principal and interest than higher-rated securities. Foreign securities are subject to risks relating to political, social, economic developments abroad and differences between U.S. and foreign regulatory requirements and market practices, including fluctuations in foreign currencies.

 

iM DBi Managed Futures Strategy ETF and iM DBi Hedge Strategy ETF Risks: Investing involves risk. Principal loss is possible. Shares of any ETF are bought and sold at market price (not NAV), may trade at a discount or premium to NAV and are not individually redeemed from the funds. Brokerage commissions will reduce returns. The Funds are “non-diversified,” so they may invest a greater percentage of its assets in the securities of a single issuer. As a result, a decline in the value of an investment in a single issuer could cause the Funds’ overall value to decline to a greater degree than if the Funds held a more diversified portfolio.

 

The Funds should be considered highly leveraged and are suitable only for investors with high tolerance for investment risk. Futures contracts and forward contracts can be highly volatile, illiquid and difficult to value, and changes in the value of such instruments held directly or indirectly by the Funds may not correlate with the underlying instrument or reference assets, or the Funds’ other investments. Derivative instruments and futures contracts are subject to occasional rapid and substantial fluctuations. Taking a short position on a derivative instrument or security involves the risk of a theoretically unlimited increase in the value of the underlying instrument. For iM DBi Managed Futures Strategy ETF, exposure to the commodities markets may subject the Fund to greater volatility than investments in traditional securities. Exposure to foreign currencies subjects the Funds to the risk that those currencies will change in value relative to the U.S. Dollar. By investing in the Subsidiary, the Funds are indirectly exposed to the risks associated with the Subsidiary’s investments. Fixed income securities, or derivatives based on fixed income securities, are subject to credit risk and interest rate risk.

The iM Dolan McEniry Corporate Bond Fund, the iM DBi Managed Futures Strategy ETF and the iM DBi Hedge Strategy ETF are distributed by Quasar Distributors, LLC.