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Fund Name:

Ticker:

Investment Objective

The Polen Capital China Growth ETF (the “Fund”) seeks to achieve long-term growth of capital.

Overview

PCCE aims for long-term capital growth through investment in an actively managed portfolio, primarily invests in common stock of companies that have either the predominant part of their assets in, their revenues derived from, or substantial business in, the People’s Republic of China (“PRC”) and/or Hong Kong.

We believe that consistent earnings growth is the primary driver of intrinsic value and long-term stock appreciation. We seek to invest in companies with a durable earnings profile driven by a sustainable competitive advantage, financial strength, sound ESG practices, proven management teams, and powerful products/services. By thinking and investing like a business owner and taking a long-term investment approach, we believe we can preserve capital and provide stability across market cycles.

  • China Growth strategy with a strong emphasis on sustainable earnings growth
  • Low portfolio turnover with long-term holding periods
  • Concentrated portfolio of 25-40 high-quality growth companies
  • Focus on companies with sustainable business models, robust balance sheets, proven management teams, and clear alignment of interest between majority and minority shareholders

Due Diligence Toolkit


Prospectus

Fact Sheet

Presentation

Founded in 1979, Polen Capital is a global investment manager offering equity and credit strategies to a wide range of clients across five continents. Polen delivers growth and income solutions, building high-conviction, concentrated, competitively advantaged, active portfolios with the potential to compound and outperform over the long-term. The firm has a distinctive culture and is committed to attracting, developing, and retaining exceptional professionals who are aligned with the firm’s mission of preserving and growing clients'' assets to protect their present and enable their future.
Target Manager Allocation: 100.00%
Stock-Picking Style:

June Lui, CFA

Polen Capital
Portfolio Manager & Analyst

Yingying Dong, CFA

Polen Capital
Portfolio Manager & Analyst

Kevin Chee, CFA

Polen Capital
Portfolio Manager & Analyst

PCCE

53700T728

US53700T7283

03/14/2024

Chinese Equities

Active ETF

1.00%


State Street Bank

ALPS Distributors

NYSE Arca

iM Global Partner Fund Management

Polen Capital

$13.4909

As of 11/26/2025

-0.01 (-0.08%)

As of 11/26/2025

31.67%

As of 11/26/2025

1.00%

Asset Class

Equity

Share Class inception Date

03/14/2024

Benchmark

MSCI China All Shares Index

CUSIP

53700T728

Registered Locations

US

Polen Capital China Growth ETF Value of Hypothetical $10,000
The value of a hypothetical $10,000 investment in the Polen Capital China Growth ETF compared with the Polen Capital China Growth ETF (Price), Morningstar China Region Category, MSCI China All Shares Index.

  • Growth of Investment
  • Annualized
  • Calendar Year

* The hypothetical $10,000 investment at fund inception includes changes due to share price and reinvestment of dividends and capital gains. The chart does not imply future performance. Indexes are unmanaged, do not incur fees, expenses or taxes, and cannot be invested in directly.
Performance quoted does not include a deduction for taxes that a shareholder would pay on the redemption of fund shares.

Performance data quoted represents past performance and does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor’s shares, when redeemed, may be worth more or less than their original cost. Current performance of the fund may be lower or higher than the performance quoted. Short term performance is not a good indication of the fund’s future performance and should not be the sole basis for investing in the fund. Indexes are unmanaged, do not incur fees, and cannot be invested in directly. Returns less than one year are not annualized. To obtain the performance of the funds as of the most recently completed calendar month, please visit www.imgp.com/us/

Date Security Name CUSIP Ticker Shares Qty Market Value Weight
11/28/2025 YUAN RENMINBI 53700T728 - -922,481 $ -130,289.36 -7.73
11/28/2025 HONG KONG DOLLAR 53700T728 - 0 $ 0.01 0
11/28/2025 NET OTHER ASSETS 53700T728 - 0 $ 11,021.41 0.65
11/28/2025 HEFEI MEIYA OPTOELECTRONIC A COMMON STOCK CNY1.0 53700T728 002690 4,300 $ 12,006.78 0.71
11/28/2025 HYGEIA HEALTHCARE HOLDINGS C COMMON STOCK USD.00001 53700T728 6078 8,600 $ 13,910.74 0.82
11/28/2025 ZHEJIANG SUPOR CO LTD A COMMON STOCK CNY1.0 53700T728 002032 2,100 $ 14,880.41 0.88
11/28/2025 BY HEALTH CO LTD A COMMON STOCK CNY1.0 53700T728 300146 9,800 $ 17,024.82 1.01
11/28/2025 MEITUAN CLASS B COMMON STOCK USD.00001 53700T728 3690 1,300 $ 17,350.49 1.03
11/28/2025 HAIER SMART HOME CO LTD H COMMON STOCK CNY1.0 53700T728 6690 5,400 $ 18,399.70 1.09
11/28/2025 INNER MONGOLIA YILI INDUS A COMMON STOCK CNY1.0 53700T728 600887 4,800 $ 19,782.35 1.17
11/28/2025 SINO WEALTH ELECTRONIC LTD A COMMON STOCK CNY1.0 53700T728 300327 6,000 $ 23,566.96 1.4
11/28/2025 SHENZHEN INOVANCE TECHNOLO A COMMON STOCK CNY1.0 53700T728 300124 3,300 $ 32,765.79 1.94
11/28/2025 JIANGSU HENGRUI PHARMACEUT A COMMON STOCK CNY1.0 53700T728 600276 3,800 $ 33,468.87 1.98
11/28/2025 BEIJING KINGSOFT OFFICE SO A COMMON STOCK CNY1.0 53700T728 688111 780 $ 35,192.40 2.09
11/28/2025 SITC INTERNATIONAL HOLDINGS COMMON STOCK HKD.1 53700T728 1308 11,000 $ 37,763.75 2.24
11/28/2025 BYD CO LTD H COMMON STOCK CNY1.0 53700T728 1211 3,000 $ 37,937.33 2.25
11/28/2025 AK MEDICAL HOLDINGS LTD COMMON STOCK HKD.01 53700T728 1789 58,000 $ 41,687.99 2.47
11/28/2025 LINK REIT REIT 53700T728 823 8,900 $ 42,341.17 2.51
11/28/2025 ANTA SPORTS PRODUCTS LTD COMMON STOCK HKD.1 53700T728 2020 4,200 $ 45,497.79 2.7
11/28/2025 KE HOLDINGS INC CL A COMMON STOCK USD.00002 53700T728 2423 8,000 $ 46,247.41 2.74
11/28/2025 US DOLLAR 53700T728 - 47,016 $ 47,016.09 2.79
11/28/2025 SHANDONG SINOCERA FUNCTION A COMMON STOCK CNY1.0 53700T728 300285 16,000 $ 50,506.69 2.99
11/28/2025 TENCENT MUSIC ENTERTAINM ADR ADR USD.000083 53700T728 TME 3,199 $ 57,550.01 3.41
11/28/2025 PING AN INSURANCE GROUP CO H COMMON STOCK CNY1.0 53700T728 2318 8,000 $ 58,992.20 3.5
11/28/2025 CHINA RESOURCES MIXC LIFESTY COMMON STOCK USD.00001 53700T728 1209 10,600 $ 61,114.27 3.62
11/28/2025 XIAOMI CORP CLASS B COMMON STOCK USD.0000025 53700T728 1810 12,400 $ 63,934.78 3.79
11/28/2025 NETEASE INC COMMON STOCK USD.0001 53700T728 9999 2,900 $ 80,243.79 4.76
11/28/2025 TRIP.COM GROUP LTD COMMON STOCK USD.00125 53700T728 9961 1,350 $ 93,387.17 5.54
11/28/2025 CONTEMPORARY AMPEREX TECHN A COMMON STOCK CNY1.0 53700T728 300750 1,800 $ 94,781.40 5.62
11/28/2025 AIA GROUP LTD COMMON STOCK 53700T728 1299 10,200 $ 105,838.79 6.28
11/28/2025 HONG KONG EXCHANGES + CLEAR COMMON STOCK 53700T728 388 2,400 $ 127,509.55 7.56
11/28/2025 ALIBABA GROUP HOLDING LTD COMMON STOCK USD.000003125 53700T728 9988 6,500 $ 129,376.52 7.67
11/28/2025 YUAN RENMINBI OFFSHORE 53700T728 - 922,481 $ 130,492.10 7.74
11/28/2025 TENCENT HOLDINGS LTD COMMON STOCK HKD.00002 53700T728 700 2,700 $ 215,068.21 12.75
11/28/2025 TOTAL NET ASSETS 53700T728 - - $ 1,686,368.38 -

* Fund holdings and/or sector allocations are subject to change at any time and are not recommendations to buy or sell any security.

Net Assets of the Fund (11/26/2025) $1,686,368

Shares Outstanding (11/26/2025) 125,000

Last Market Price (11/26/2025) $13.41

Change in Last Market Price (11/26/2025) $-0.11

Premium/Discount (11/26/2025) -0.08

30-Day Median Bid-Ask Spread (11/26/2025) 0.49

Disclosure:

The Fund’s investment objectives, risks, charges, and expenses must be considered carefully before investing. The statutory and summary prospectuses contain this and other important information about the investment company, and it may be obtained by calling 800-960-0188 or visiting www.imgpfunds.com. Read it carefully before investing.   Polen Capital China Growth ETF Risks: Investing involves risk. Principal loss is possible.   The Fund invests in Chinese securities. There is a risk that the value of the Fund’s investments in China may decline due to nationalization, expropriation and confiscation of assets or property. Losses may also occur due to new or expanded restrictions on foreign investments or repatriation of capital.   The Fund invests in emerging market and foreign securities. Investment in foreign (non‑U.S.) securities and emerging market securities may cause the Fund to experience more rapid and extreme changes in value due to economic, political and social instability of such countries.   The value of equity securities may fluctuate, sometimes rapidly and unpredictably, due to factors affecting the general market, an entire industry or sector, or particular companies.   Because the Fund is “non‑diversified,” it may invest a greater percentage of its assets in the securities of a single issuer.   Because the Fund may take into consideration the environmental, social and governance characteristics of portfolio companies in which it may invest, the Fund may select or exclude securities of certain issuers for reasons other than potential performance.   The Fund is newly formed and has no operating history.   A commission may apply when buying or selling an ETF.   Index Definitions | Industry Terms and Definitions   The Polen Capital China Growth ETF is distributed by ALPS Distributors, Inc.